Australia · Tier-1

ASIC: serious oversight, real teeth.

Australian Securities and Investments Commission · est. 1998

ASIC tightened retail forex rules in 2021 and the industry adjusted overnight — leverage caps, marketing restrictions, mandatory negative balance protection. The badge means something. Australian-domiciled brokers like IC Markets and Pepperstone built their business on it.

Brokers regulated
24
Tier
Tier 1
Country
Australia
Filings tracked
3
Reality check

What the ASIC badge actually means.

Key protections
  • Retail leverage capped at 1:30 (majors) since 2021
  • Negative balance protection mandatory
  • Strict client-money segregation
  • Active enforcement — bans handed out yearly
Known limitations
  • No statutory compensation scheme like the UK's FSCS
  • Australian retail traders may pay more for the same service due to leverage caps
Active licenses

3 of our brokers hold ASIC licenses.

All brokers
Related

Cross-references for ASIC

Other regulators we cover
Brokers under this license
Recent activity

ASIC actions, across our brokers.

  1. 2025-12-04Exnessrenewal

    AFSL renewal completed without conditions.

  2. 2025-09-14IC Marketsrenewal

    AFSL renewed; no conditions imposed.

  3. 2025-06-04Pepperstonerenewal

    AFSL renewed.